Thursday, June 02, 2016

Phenomenology and Husserl from A.T.E.C.

So what exactly is phenomenology? It is essentially a method rather than a set of theories, and— at the risk of wildly oversimplifying—its basic approach can be conveyed through a two-word command: DESCRIBE PHENOMENA. The first part of this is straightforward: a phenomenologist's job is to describe. This is the activity that Husserl kept reminding his students to do. It meant stripping away distractions, habits, clichés of thought, presumptions and received ideas, in order to return our attention to what he called the 'things themselves'. We must fix our beady gaze on them and capture them exactly as they appear, rather than as we think they are supposed to be. The things that we describe so carefully are called phenomena — the second element in the definition. The word phenomenon has a special meaning to phenomenologists: it denotes any ordinary thing or object or event as it presents itself to my experience, rather than as it may or may not be in reality. As an example, take a cup of coffee. (Husserl liked coffee: long before Aron talked about the phenomenology of apricot cocktails, Husserl told students in his seminars, 'Give me my coffee so that I can make phenomenology out of it.') What, then, is a cup of coffee? I might define it in terms of its chemistry and the botany of the coffee plant, and add a summary of how its beans are grown and exported, how they are ground, how hot water is pressed through the powder and then poured into a shaped receptacle to be presented to a member of the human species who orally ingests it. I could analyse the effect of caffeine on the body, or discuss the international coffee trade. I could fill an encyclopaedia with these facts, and I would still get no closer to saying what this particular cup of coffee in front of me is. On the other hand, if I went the other way and conjured up a set of purely personal, sentimental associations — as Marcel Proust does when he dunks his madeleine in his tea and goes on to write seven volumes about it— that would not allow me to understand this cup of coffee as an immediately given phenomenon either. Instead, this cup of coffee is a rich aroma, at once earthy and per-fumed; it is the lazy movement of a curlicue of steam rising from its surface. As I lift it to my lips, it is a placidly shifting liquid and a weight in my hand inside its thick-rimmed cup. It is an approaching warmth, then an intense dark flavour on my tongue, starting with a slightly austere jolt and then relaxing into a comforting warmth, which spreads from the cup into my body, bringing the promise of lasting alertness and refreshment. The promise, the anticipated sensations, the smell, the colour and the flavour are all part of the coffee as phenomenon. They all emerge by being experienced. If I treated all these as purely 'subjective' elements to be stripped away in order to be 'objective' about my coffee, I would find there was nothing left of my cup of coffee as a phenomenon— that is, as it appears in the experience of me, the coffee-drinker. This experiential cup of coffee is the one I can speak about with certainty, while everything else to do with the bean-growing and the chemis-try is hearsay. It may all be interesting hearsay, but it's irrelevant to a phenomenologist. Husserl therefore says that, to phenomenologically describe a cup of coffee, I should set aside both the abstract suppositions and any intrusive emotional associations. Then I can concentrate on the dark, fragrant, rich phenomenon in front of me now This 'set-ting aside' or 'bracketing out' of speculative add-ons Husserl called epoche— a term borrowed from the ancient Sceptics, who used it to mean a general suspension of judgement about the world. Husserl sometimes referred to it as a phenomenological 'reduction' instead: the process of boiling away extra theorising about what coffee `really' is, so that we are left only with the intense and immediate flavour— the phenomenon. The result is a great liberation. Phenomenology frees me to talk about my experienced coffee as a serious topic of investigation. It likewise frees me to talk about many areas that come into their own only when discussed phenomenologically. An obvious example, close to the coffee case, is expert wine tasting— a phenomenological prac-tice if ever there was one, and one in which the ability both to discern and to describe experiential qualities are equally important. There are many such topics. If I want to tell you about a heart-rending piece of music, phenomenology enables me to describe it as a moving piece of music, rather than as a set of string vibrations and mathematical note relationships on which I have pinned a personal emotion. Melancholy music is melancholy; a sweet air is a sweet air; these descriptions are fundamental to what music is. Indeed, we do talk about music phenomenologically all the time. Even if I describe a sequence of notes as going 'up' or 'down', this has less to do with what the sound waves are doing (which is becoming more or less fre-quent, and longer or shorter) than with how the music plays out in my mind. I hear the notes climbing up an invisible ladder. I almost physi-cally rise in my chair as I listen to Ralph Vaughan Williams' 'The Lark Ascending'; my very soul takes flight. That's not just me: it is what the music is. Phenomenology is useful for talking about religious or mysti-cal experiences: we can describe them as they feel from the inside without having to prove that they represent the world accurately. For similar reasons, phenomenology helps physicians. It makes it possible to consider medical symptoms as they are experienced by the patient rather than exclusively as physical processes. A patient can describe a diffuse or stabbing pain, or a sensation of heavi-ness or sluggishness, or the vague unease in a disturbed stomach. Amputees often suffer from 'phantom' sensations in the area of the lost limb; phenomenology allows these sensations to be analysed. The neurologist Oliver Sacks discussed such experiences in his 1984 book A Leg to Stand On, about his recovery from a severe leg injury. Long after the physical damage had healed, his leg felt separate from him, like a wax model: he could move it, but it did not feel like his from within. After much physiotherapy it returned to normal, but, had he not been able to convince his doctors that the feeling was phenomenologically important and that it belonged to the con-dition rather than being some personal oddity, he might not have
received that therapy and might never have regained full control of his leg. In all these cases, the Husserlian 'bracketing out' or epoche allows the phenomenologist to temporarily ignore the question Tut is it real?', in order to ask how a person experiences his or her world. Phenomenology gives a formal mode of access to human experience. It lets philosophers talk about life more or less as non-philosophers do, while still being able to tell themselves they are being methodical and rigorous. The point about rigour is crucial; it brings us back to the first half of the command to describe phenomena. A phenomenologist cannot get away with listening to a piece of music and saying, 'How lovely!' He or she must ask: is it plaintive? is it dignified? is it colossal and sub-lime? The point is to keep coming back to the 'things themselves' —phenomena stripped of their conceptual baggage — so as to bail out weak or extraneous material and get to the heart of the experience. One might never finish adequately describing a cup of coffee. Yet it is a liberating task: it gives us back the world we live in. It works most effectively on the things we may not usually think of as material for philosophy: a drink, a melancholy song, a drive, a sunset, an ill-at-ease mood, a box of photographs, a moment of boredom. It restores this personal world in its richness, arranged around our own perspective yet usually no more noticed than the air. There is another side effect: it ought in theory to free us from ideologies, political and otherwise. In forcing us to be loyal to experience, and to sidestep authorities who try to influence how we interpret that experience, phenomenology has the capacity to neutralise all the 'isms' around it, from scientism to religious fundamentalism to Marxism to fascism. All are to be set aside in the epoche— they have no business intruding on the things themselves. This gives phenomenology a surprisingly revolutionary edge, if done correctly. No wonder phenomenology could be exciting. It could also be perplexing, and often it was a bit of both. A mixture of excitement and puzzlement was evident in the response of one young German who discovered phenomenology in its early days: Karl Jaspers. In 1913, he was working as a researcher at the Heidelberg Clinic of Psychiatry, having chosen psychology over philosophy because he liked its con-crete, applied approach. Philosophy seemed to him to have lost its way, whereas psychology produced definite results with its experimental methods. But then he found that psychology was too workmanlike: it lacked philosophy's grand ambition. Jaspers was not satisfied by either. Then he heard about phenomenology, which offered the best from both: an applied method, combined with the soaring philosoph-ical aim of understanding the whole of life and experience. He wrote a fan letter to Husserl, but in it admitted that he was not yet quite sure what phenomenology was. Husserl wrote back to him, 'You are using the method perfectly. Just keep it up. You don't need to know what it is; that's indeed a difficult matter.' In a letter to his parents, Jaspers speculated that Husserl did not know what phenomenology was either. Yet none of this uncertainty could dim the excitement. Like all phi-losophy, phenomenology made great demands on its practitioners. It required 'a different thinking', Jaspers wrote; 'a thinking that, in knowing, reminds me, awakens me, brings me to myself, transforms me'. It could do all that, and also give results.
Besides claiming to transform the way we think about reality, phenomenologists promised to change how we think about ourselves. They believed that we should not try to find out what the human mind is, as if it were some kind of substance. Instead, we should consider what it does, and how it grasps its experiences. Husserl had picked up this idea from his old teacher Franz Brentano, in Vienna days. In a fleeting paragraph of his book Psychology from an Empirical Standpoint, Brentano proposed that we approach the mind in terms of its 'intentions' — a misleading word, which sounds like it means deliberate purposes. Instead it meant a general reaching or stretching, from the Latin root in-tend, meaning to stretch towards or into something. For Brentano, this reaching towards objects is what our minds do all the time. Our thoughts are invariably of or about something, he wrote: in love, something is loved, in hatred, something is hated, in judgement, something is affirmed or denied. Even when I imagine an object that isn't there, my mental structure is still one of `about-ness or 'of-ness'. If I dream that a white rabbit runs past me checking its pocket watch, I am dreaming of my fantastical dream-rabbit. If I gaze up at the ceiling trying to make sense of the structure of consciousness, I am thinking about the structure of consciousness. Except in deepest sleep, my mind is always engaged in this aboutness: it has 'intentionality'. Having taken the germ of this from Brentano, Husserl made it central to his whole philosophy. Just try it: if you attempt to sit for two minutes and think about nothing, you will probably get an inkling of why intentionality is so fundamental to human existence. The mind races around like a for-aging squirrel in a park, grabbing in turn at a flashing phone screen, a distant mark on the wall, a clink of cups, a cloud that resembles a whale, a memory of something a friend said yesterday, a twinge in a knee, a pressing deadline, a vague expectation of nice weather later, a tick of the clock. Some Eastern meditation techniques aim to still this scurrying creature, but the extreme difficulty of this shows how unnatural it is to be mentally inert. Left to itself, the mind reaches out in all directions as long as it is awake — and even carries on doing the dreaming phase of its sleep. Understood in this way, the mind hardly is anything at all: it is its aboutness. This makes the human mind (and possibly some animal minds) different from any other naturally occurring entity. Nothing else can be as thoroughly about or of things as the mind is: even a book only reveals what it's 'about' to someone who picks it up and peruses it, and is otherwise merely a storage device. But a mind that is experiencing nothing, imagining nothing, or speculating about noth-ing can hardly be said to be a mind at all. Husserl saw in the idea of intentionality a way to sidestep two great unsolved puzzles of philosophical history: the question of what objects 'really' are, and the question of what the mind 'really' is. By doing the epoche and bracketing out all consideration of reality from both topics, one is freed to concentrate on the relationship in the middle. One can apply one's descriptive energies to the endless dance of intentionality that takes place in our lives: the whirl of our minds as they seize their intended phenomena one after the other and whisk them around the floor, never stopping as long as the music of life plays. Three simple ideas — description, phenomenon, intentionality —provided enough inspiration to keep roomfuls of Husserlian assistants busy in Freiburg for decades. With all of human existence awaiting their attention, how could they ever run out of things to do? Husserlian phenomenology never had the mass influence of Sartrean existentialism, at least not directly but it was his groundwork that freed Sartre and other existentialists to write so adventurously about everything from café waiters to trees to breasts. Reading his Husserl books in Berlin in 1933, Sartre developed his own bold interpretation of it, putting special emphasis on intentionality and the way it throws the mind out into the world and its things. For Sartre, this gives the mind an immense freedom. If we are nothing but what we think about, then no predefined 'inner nature' can hold us back. We are protean. He gave this idea a Sartrean makeover in a short essay which he began writing in Berlin, but published only in 1939: A Fundamental Idea of Husserl's Phenomenology: Intentionality'. The philosophers of the past, he wrote, had been stuck in a 'digestive' model of consciousness: they thought that to perceive something was to draw it into our own substance, as a spider coats an insect in its own spittle to semi-dissolve it. Instead, with Husserl's intentionality, to be conscious of something is to burst out—to wrest oneself from moist, gastric intimacy and fly out over there, beyond oneself, to what is not oneself To fly over there, to the tree, and yet outside the tree, because it eludes and repels me and I can no more lose myself in it than it can dissolve itself into me: outside it, outside myself ... And, in this same process, consciousness is purified and becomes clear as a great gust of wind. There is nothing in it any more, except an impulse to flee itself, a sliding outside itself If, impossibly, you were to 'enter' a consciousness, you would be picked up by a whirlwind and thrown back outside to where the tree is and all the dust, for consciousness has no 'inside'. It is merely the exterior of itself and it is this absolute flight, this refusal to be substance, that constitute it as a consciousness. Imagine now a linked series of bursts that wrest us from ourselves, that do not even leave an `ourself' the time to form behind them, but rather hurl us out beyond them into the dry dust of the world, on to the rough earth, among things. Imagine we are thrown out in this way, abandoned by our very natures in an indifferent, hostile, resistant world. If you do so, you will have grasped the profound meaning of the discovery Husserl expresses in this famous phrase: All consciousness is consciousness of something.'

For Sartre, if we try to shut ourselves up inside our own minds, 'in a nice warm room with the shutters closed', we cease to exist. We have no cosy home: being out on the dusty road is the very definition of what we are. Sartre's gift for shocking metaphor makes his 'Intentionality' essay the most readable introduction to phenomenology ever written, and one of the shortest. It is certainly a better read than anything Husserl wrote. Yet Sartre was by then already aware that Husserl had later moved away from this outward-bound interpretation of intentionality. He had come to look at it a different way, as an operation that pulled everything back into the mind after all. Husserl had long ago considered the possibility that the whole intentional dance could just as easily be understood as occurring inside a per-son's inner realm. Since the epoche suspended questions about whether things were real, nothing stood in the way of this interpretation. Real, not real; inside, outside; what difference did it make? Reflecting on this, Husserl began turning his phenomenology into a branch of 'ide-alism' — the philosophical tradition which denied external reality and defined everything as a kind of private hallucination. What led Husserl to do this in the 1910's and 1920's was his longing for certainty.



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